Business need
Client distributing in Europe and Asia was concerned about the risk of failing to comply with local regulatory requirements.
FundGlobam's role
Provision of FundGlobam Fact Files (FFF) per active marketing market. FFF contain extensive local regulatory requirements and practical information to support distribution risk mitigation. Key staff joined an initial FFF training to familiarize with their content and methodology. FFF licence goes with alerts on regulatory changes, regular FFF updates and unlimited technical hotline access.
Results
FFF have become working documents for management, product development, sales, legal, compliance, risk and finance, each user looking for different entries of the FFF. From time to time, they reach out to the FundGlobam hotline for specific advice.