Business need

Tier 3 Luxembourg asset manager already distributing its funds in several EU and non-EU markets was concerned about the risk of failing to comply with non-harmonised local marketing material rules.

FundGlobam's role

FundGlobam’s team performed an analysis of marketing materials and provided assistance on compliance and market practices with the marketing material rules in each jurisdiction.


Marketing material plays essential role in fund sales. Each jurisdiction has its own marketing material rules. FundGlobam is able to provide asset managers with detailed guidance to avoid fines or de-registration from local regulators ad mitigate reputational risks since sanctions are usually published.